Compliance
Equentor applies a risk-based AML/CFT program and security controls aligned with FATF standards, with client due diligence and sanctions and wallet screening.
Program overview
A risk-based program covering client due diligence, ongoing monitoring, sanctions and wallet screening, and recordkeeping — informed by Costa Rica’s AML framework (Ley 8204) and FATF standards.
Written policies, risk assessment and ongoing transaction monitoring across deposits and withdrawals.
Business and individual due diligence (KYB/KYC) at onboarding and on an ongoing basis.
Wallet and transaction screening through leading KYT providers against OFAC, UN, EU and other applicable lists.
Risk-based enhanced due diligence for higher-risk clients and activity.
Risk-based monitoring with defined escalation procedures for unusual activity.
Auditable records of clients, instructions and transfers, retained per policy.
Our approach
Controls scale to the risk of each client and activity, applied consistently and reviewed over time.
Due diligence depth is matched to the client’s profile and activity.
Deposits and withdrawals are monitored on a continuous, risk-based basis.
Unusual activity is escalated, reviewed and actioned under defined procedures.
FAQ
Through enhanced due diligence and closer ongoing monitoring, in line with a risk-based approach.
Yes. Wallet and transaction screening runs against sanctions lists and risk indicators as part of the program.
Yes. All business clients complete KYB, with individual checks (KYC) on relevant persons.
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